Compliance and transaction review
A practical approach to counterparty, product and origin information.
Counterparty identification
Available identity, ownership and mandate information may be considered in the context of a proposed engagement.
Sanctions and risk screening
Relevant risk information may be considered according to the parties, jurisdictions and context involved.
Origin and product documentation
Available product and origin materials may be reviewed in the context of the proposed transaction.
Independent parties
Independent service providers and counterparties remain responsible for their own services and decisions.